FCA Reminder to Authorised Retailers on Mandatory Attestations
If you're an authorised retailer, following FCA guidelines is a normal part of your business. As well as your obligations to the consumer, you have a number of obligations to the FCA. In their recent March roundup, the FCA issued a reminder to firms to complete their mandatory attestations.
In addition to the regulatory returns that firms submit via RegData, they are also required to complete two mandatory attestations. This means the FCA requires authorised retailers to 'attest' to or verify that the details which have been provided are correct.